SPRING 1995
HISTORY 102/203
& 008
EVOLUTION
OF WESTERN IDEAS AND INSTITUTIONS SINCE THE 17th CENTURY
102/203: MWF:
10:30-11:20, LT-912 (WTC)
102/008: MWF:
2:30-3:20, DU-119 (LSC)
Zouhair Ghazzal
Crown 544: M:
5:00-6:00
(and
by appointment)
The purpose of this course is to study
the history of ideas, discourses, and institutions in Western civilizations
from the 17th century to the present. We shall operate at two interrelated
levels. On the one hand, the course aims at a brief survey of the main events,
personalities, and institutions that we think are crucial for understanding the
modern history of Western civilizations and their evolution from feudal Europe.
On the other hand—and this shall be our main concern this semester—,
one week shall be devoted to a close study of a key text of each one of the
following authors: Locke’s Second Treatise, Tocqueville on Democracy in America Adam Smith on The Wealth of Nations, Marx and Engels’s Communist
Manifesto, Freud’s
Civilization,
Horkheimer’s Eclipse of Reason, and finally, Kundera’s Unbearable Lightness. The approach of this course shall be
“textual” to the point of focusing almost exclusively on the six
authors/texts, and even though a background reading is scheduled for each
topic, this course does not presuppose any extensive knowledge of the modern
social and political history of Europe.
There
are several ways to cover a four-century history of Western civilization. A
first possibility would be a type of political history à la Tocqueville
where some of the main political movements of the period are analyzed: The
British and French revolutions and their respective state models; the
anti-state models of Germany and Italy in terms of difficulties of achieving
“unification” and their totalitarian experiences during World War
II; how imperialism became, since the middle of the 19th century, a political
and economic necessity for the core European states, and in particular, the
role of the bourgeoisie as an ascending class in this experience; communism,
fascism, and the totalitarian movements of the 20th century; the welfare state
model and its current crisis—this should, of course, be seen as part of
the crisis of “late capitalism”; etc.
The
other equally challenging approach would be a social history within a
Braudelian perspective that would integrate several levels: The cities and
their countrysides, the trade routes, the evolution of capitalism and the way
it creates geographical differences, etc. Such an approach would analyze how
capitalism creates centers of powers that dominate over other weaker economic
centers. All this is done within a longue durée perspective, i.e. each level should be
followed up over a long period of several centuries.
There
are, of course, several other possible approaches. Historical anthropology that
focuses on institutions within a sociological/ anthropological horizon is one
of them. I have, however, deliberately chosen the two approaches briefly
outlined above in order to make a sharp contrast with what still constitutes
the dominant genre of writing history—history as a chronology of events
that unfolds in a semi natural order. In fact, one of the simplest ways to
organize historical data is to leave them unfold on a horizontal time axis.
This time is the “natural” one that would help us organize data in
a sequence of events and facts that we presuppose unfold within a time
framework belonging to nature: What comes “after” is explained by
what comes “before,” not so much in a cause and effect
relationship, but more within the perspective of a time naturally unfolding. In
fact, what probably still makes chronological history the most popular genre is
that this type of writing history presupposes a primacy to natural time, the
time of nature; it is as if historical events unfold in a natural order and are
self-explainable and comprehensible in such an order. To take one well known
example among several, the events leading to this other major event, known as
the “French Revolution,” not only “explain” the latter
but also provide us with its rationale and mode of becoming.
Even
though each one of the approaches briefly outlined above and others as well
share important advantages in what they can explain of a particular historical
period, they might lead however to problems in particular within the
“context” of a so-called “survey” course. If a
Tocquevillian approach to society and politics needs a great deal of prior
knowledge on the societies in question, a social history approach with a
Braudelian perspective could only be properly approached within the broader,
and more ambitious, social sciences perspectives. But whatever the risks may
be, a one semester “survey” course cannot possibly incorporate
several approaches or even one in-depth at a time. Thus our method shall
necessarily—and unfortunately—be “eclectic” in the
sense that it shall focus on a narrow selection of texts/authors without being
able to achieve an extensive in-depth historical analysis. This, of course, is
disappointing, but also unavoidable.
Let
us now focus on the texts themselves. There are, of course, an infinite number
of themes with authors of this caliber. We shall, however, focus mainly on
themes discussing the relation between the “state” and “civil
society” on the one hand, and “political economy” on the
other. Another concern shall be, through psychoanalysis and the modern
“culture of narcisissim,” the role of the “individual,”
and the construction of the “self” and “subject” in our
post-modern societies. Hobbes (whom unfortunately we are not covering) was
among the first writers of the 17th century to have systematically discussed
the necessity for a “coercive government”—what is usually
referred to as “Absolutism”—in order to avoid the anarchy of
the “state of nature.” Men and women are competitive by nature and
a fair degree of competitiveness could only be regulated by means of a just
monarch. Hobbes, like Machiavelli before him, was probably among the first to
have logically and systematically shown the necessity of a centralized state
structure under the absolute rule of a monarch. In short, Hobbes’s
argument is that by giving the monarch part of the personal freedom I would
have enjoyed under the hypothetical state of nature, I am expecting in exchange
a right to live “safely” under his government. The “fear of
death,” says Hobbes, haunts us all, and we would do anything we could to
secure our lives. Thus, for Hobbes, the state seems to be a collective will, and a collective “state of
mind” since the whole “mental enterprise” presupposes an
implicit covenant between individuals in a society, rather than between the
individuals and the state: I give part of my freedom, i.e. I accept the
coercive actions of my government, in exchange for the right of life (safety).
A century later, and several decades before the French Revolution, Rousseau
shall argue that the “social contract” is between the individuals
and their government. The “contract,” however, should not be
confounded with the “law” because the latter is reversible while
the former is not.
Despite
all the refinements and nuances that were brought in the last three centuries
to the concepts of “state” and “civil society,”
Hobbes’s insights remain overall impressively “modern” in the
sense of still making sense for societies like ours. A post-Hobbesian line of
thinkers shall, on the one hand, delimit the power that the state had over the
lives of its individuals, and the specific “rights of the
individual” on the other. The former aspect was done thoroughly by John
Locke, and the latter by Rousseau. Locke worked out the complicated procedures
behind the “balance of powers” of the judicial, political, and
executive branches of government. Locke’s “separation of
powers” between the three branches of government became a landmark in
western political and legal thoughts. Its impact, since then, on the British
and American forms of government is fairly obvious to the point that the two
hundred-year-old American constitution is often described as Lockian in form
and content.
If
Hobbes’s question was “What is the most rational system that would
preserve the lives of competing individuals?,” that of Locke was the
following: “How can we avoid a totally oppressive form of
government?” Those questions shall be subjected to new unexpected turns
during the last two centuries. Rousseau shall be more concerned with the
“freedom” of the individual and how the state could protect this
freedom. This shall also be the question of the French Revolution. Then, with
the industrial revolution, a new set of questions shall emerge: With societies
focusing primarily on production, what kind of man are we creating? And how is
this new homo economicus
related to the political? (Marx and Engels). Marx and Engels thought that man
is primarily a producing being and that the “freedom” of
individuals lies not in some political abstract concept à la Rousseau,
but in their controlling what they produce and how they produce it, i.e. the
complete cycle of production.
Marx
and Engels were among the first to have provided us with a sociology of
capitalism. Marxist concepts on the division of labor, the surplus-value, the
cycles of capital, etc. have become standard today, and were used and abused of
throughout this century. For example, the idea of an ever expanding capitalist
economy was at the cornerstone of Lenin’s conceptualization of
“imperialism.” Imperialism is a turn of the century concept. In its
simplest form, imperialism was the political will of the core producing
European capitalist states to expand their markets and conquer the
“peripheries,” by force if necessary. Politically, imperialism gave
this nascent class, the bourgeoisie, the possibility to conquer the political
sphere.
When
studying the 20th century, one of our main tasks shall be to see how apparently
different political systems and movements coexisted side by side within the
core producing European societies: Imperialism, totalitarianism, fascism, and
communism coexisted side by side with the most modern welfare states of late
capitalism. All these apparently incompatible political and social systems
coexisted within a world capitalist economy. Does this “oneness” of
the economy mean that we have capitalism everywhere including in what was known
as the “Eastern Bloc”? There has been several arguments in favor of
the idea that so-called communist and socialist societies had for several
decades state run capitalism. Whatever that may be, the point here is that we
should avoid looking at societies at the surface, especially the way they are labeled
by themselves and others.
Marx
(and Marxism in general) brought a radical critique to the philosophy of the
enlightenment, and so did Freud. Instead of starting with the general abstract
questions of the enlightenment, “Who is man? What can we know? What can
we do?,” both Marx and Freud had the producing men and women at the
center of their thought. They also both came with the idea that what
individuals think of themselves in their daily producing life is nothing but a
“false consciousness”—an “ideology” for Marx, and
“consciousness” for Freud as opposed to the
“unconscious” where desires remain hidden. This process from a
distorted type of consciousness to a free undistorted one can only take place
through the medium of language. Freud’s message paved the way towards a
new way of thinking—“modernity”—that has affected many
thinkers and trends, among them are Horkheimer and Kundera.
GENERAL
There are weekly readings that
you’re expected to discuss collectively in class. Your participation is
essential for the success of the course. You might be also occasionally
requested to prepare a presentation on a chapter or book that are part of the
weekly assignments. Class presentations and discussions shall count as
one-fourth of the total grade.
Presentations should be improvised and 5 to 10 minutes long. Do not prepare a
written presentation. The purpose of presentations is to let you check on your
readings and give you the opportunity to perform and ask questions publicly. In
addition to the routine weekly presentations, each student shall be requested,
after submission of a first-draft, to make a short presentation on his/her
paper.
You’re
also expected to write one research paper (see below the section on papers) and
take three interpretation exercises. The final grade will be calculated on
the basis of one-fourth for the paper and one-fourth for each interpretation
exercise. Only one mid-term out of two shall be calculated in the final
grade—this does not imply, however, that any one of the interpretation
exercises is optional. There are no make-ups for the mid-terms (however,
students who did not show up for their interpretations exercises will have to
submit them in writing: 5-6 pages, typed in a double-spaced format). All
interpretation exercises are open-books and open-notes. The purpose of open books-open notes
interpretation exercises is to give you the opportunity to go
“beyond” the literal meaning of the text and adopt interpretive and
“textual” techniques. You are therefore strongly advised to bring
any needed materials with you. You are not allowed, during the exam, to share
or communicate any material with your class-mates. A failing grade in all
interpretation exercises means also a failing grade for the course, whatever
your performance in the paper is. A failure to submit the first and final
drafts on time could have an effect on your final grade.
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Class Presentations & Discussions |
25% |
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First OR Second Interpretation Exercise |
25% |
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Final Interpretation Exercise |
25% |
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Term Paper |
25% |
READINGS
John Locke, Second Treatise of
Government;
Tocqueville, Democracy in America;
Adam Smith, Wealth of Nations;
Marx & Engels, Communist
Manifesto;
Freud, Civilization and Its
Discontents;
Horkheimer, Eclipse of Reason;
Kundera, Unbearable Lightness of
Being.
TENTATIVE SCHEDULE
|
I |
Government |
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Week 1: January 16, 18 & 20, 1995 Week 2: January 23, 25 & 27 |
Locke |
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II |
Government
& Society in America |
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Week
3: January 30 & February 1 &3 Week
4: February 6 & 8 |
Tocqueville |
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February 10: First Interpretation Exercise |
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III |
Liberalism
& Laissez-faire |
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Week
5: February 13, 15 & 17 Week
6: February 20 & 24 |
Smith |
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February 22:
No Class |
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IV |
Socialism
& Communism |
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Week
7: February 27 & March 1 & 3 |
Marx & Engels |
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March
6-March 12: Spring Break March 15: First Draft Deadline |
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V |
Psychoanalysis |
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Week
8: March 13, 15 & 17 Week
9: March 20 & 22 |
Freud |
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March 24: Second Interpretation Exercise |
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VI |
Reason
& Modernity |
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Week
10: March 27, 29 & 31 Week
11: April 3, 5 & 7 |
Horkheimer |
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March
14-17: Easter Vacation |
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VII |
Lightness of Being |
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Week
12: April 10, 12, 19 & 21 Week
13: April 24 & 26 April
28: Discussion of Term-Papers |
Kundera |
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April
29: Last Day of Classes |
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April
28: Term Paper Deadline |
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May
3: Final Interpretation Exercise, 8:30-10:30 for section 102/203 (WTC),
includes all the material; & May 5 for section 102/008 (LSC), 8:00-10:00. |
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PAPERS
You are requested to write one major
research paper to be submitted during the last session, Friday, April 28, 1995.
You will have to submit, however, a first draft of this paper on Wednesday,
March 15, 1995. The first draft should follow the same presentation and writing
guidelines as your final draft, but it won’t be graded. Only your
final draft will count as one-fourth of the total grade. The purpose of the first draft is to let
you assess your research and writing skills and improve the final version of
your paper. It is advisable that you choose a research topic and start
preparing a bibliography as soon as possible. I would strongly recommend that
you consult with me before making any final commitment. It would be preferable
to keep the same topic for both drafts. You will be allowed, however, after
prior consultation, to change your topic if you wish to do so.
It
is extremely important that you submit your first draft on time so that you could have a month left for
a re-write and/or revisions. If you submit only one draft towards the end of the semester
(more specifically, during the last week of classes), then this draft will be
considered as your first
(non-submitted) one: you will be then given the temporary incomplete grade of
(I) or (X) till you complete the second final draft. Outlines and short
papers of 5-6 pages are not considered as first drafts.
You
may choose any topic related to the social, economic, political, and cultural
history of Europe since the 1400s to the present. You are not allowed, however,
to write a paper on the contemporary history of the United States. Papers
should be analytical and conceptual. Papers which are purely “chronological” will
be rejected.
Please
use the following guidelines in preparing your papers:
Kate L. Turabian, A Manual for Writers of
Term Papers, Theses, and Dissertations, 5th ed., Chicago: University of Chicago Press,
1987. Intended for students and other writers of papers not written for
publication. Useful material on notes and bibliographies.
-use 8x10 white paper (the size and color
of this paper). Do not use legal size or colored paper.
-use a typewriter, laser printer or a
good dot matrix printer and hand in the original.
-only type on one side of the paper.
-should be double spaced, with single
spaced footnotes at the end of each page and a bibliography at the end.
-keep ample left and right margins for
comments and corrections of at least 1.25 inches each.
-number each page.
-the first page should include the
following: title, course number, name, your address and telephone number (plus
fax and e-mail, if you’ve got one).
RECOMMENDED READING
Historiography
Hunt, Lynn, ed. The
New Cultural History.
Berkeley: University of California Press, 1989. A collection of articles that
discusses the new “cultural history,” a recent trend that focuses
on the importance of language in understanding political and social
trends—the “linguistic turn.”
Momigliano, Arnaldo. The
Classical Foundations of Modern Historiography. Berkeley: University
of California Press, 1991.
Palmer, Bryan D. Descent
into Discourse. The Reification of Language and the Writing of Social History. Philadelphia: Temple
University Press, 1990.
Reddy, William M. Money
and Liberty in Modern Europe. A Critique of Historical Understanding. Cambridge: Cambridge
University Press, 1987. A critical study on modern historiographical trends
related in particular to social and economic history.
Scott, Joan Wallach. Gender
and the Politics of History. New York: Columbia University Press, 1988. Wallach relates
gender to history and language and thus joins the “linguistic turn”
school that focuses on the importance of language in structuring social and
economic movements.
B. H. Moss,
“Republican Socialism and the Making of the Working Class in Britain,
France, and the United States: A Critique of Thompsonian Culturalism,” Comparative
Study in Society and History, 35(2) 1993, 390-413. This essay is an attempt to
analyze the impact that had Thompson’s Making of the English Working
Class
on studies of labor movements in France, England, and the United States, on the
one hand, and the weaknesses of such “culturalist” analyses (as
opposed to the Marxist and neo-Marxist) on the other. Moss concludes that what
these studies have unknowingly confirmed is the traditional and Marxist view
that socialism arises when intellectuals bearing collectivist ideas join with
workers undergoing a process of proletarianization.
Carrard, Philippe. Poetics of the New
History: French Historical Discourse from Braudel to Chartier. Parallax Re-visions of Culture and
Society, Baltimore: Johns Hopkins University Press, 1992. Excellent
introduction to the Annales
tradition in historiography. More broadly, Carrard shows that the discipline of
history is now marked by fragmentation and that histoire totale (in the strong sense of the project) is
dead.
Editorial. “Histoire et sciences
sociales. Un tournant critique?” Annales É.S.C. 2 (April-March 1988): 291-293. A key
editorial of the Annales
in which a “crisis” in contemporary historiography was admitted for
the first time and a rapprochement with the rest of the social sciences is now
considered as essential for the writing of a new (more fragmented) history. The
notion of “document” is also questioned and a more
“textual” approach seem to be suggested. Some of the responses to
this editorial have been collected in the special issue of November-December
1989 celebrating the 60th anniversary of the Annales.
Dominick LaCapra, History &
Criticism (Cornell
University Press, 1985). With essays on Ginzburg, mentalité history, and the history of criticism,
LaCapra’s enterprise in providing a critical perspective on contemporary
historiography is probably the best in US academia today.
Greeks & Romans
Early Christians
Peter Brown, The Body and Society.
Men, Women, and Sexual Renunciation in Early Christanity (Columbia University Press, 1988). In
nineteen chapters, and basing himself on original manuscripts, Peter Brown is
very successful in describing attitudes of early Christians towards the body
and sexuality. Augustine, in the last chapter, provides the summa of the endless variations of the early
Christians and their erring: fulfillment is only achieved in the “city of
heaven.” What Christianity has introduced to the Greek and Roman
world-views is the duality between mind and body, a dualism we still live with
in different forms whether Cartesian or Freudian. The mind
“controls” the body, its appetites and drives, hence the mind
controls the body’s sexuality. To the early Christians, this meant sexual
renunciation and virginity in order to preserve the integrity of the soul.
Brown demarcates Roman sexuality from the Christian in his introductory
chapters: Roman sexuality looks at women, slaves, and barbarians as inferiors,
hence sex with women was riddled with anxieties and it was common for men to
have sex with their slaves. Brown, however, does not see Christian renunciation
as caused by Roman “tolerance” and he never provides his readers
with a sharp answer to the historical causes of Christian asceticism. Instead,
he provides us with the variations of the Christian model, and, with this, a
view of religion as an agglomeration of infinitesimal efforts comes up, or, in
other words, how disparate views become public and create an
institution—the Church. Brown also provides an account of a
religion—Christianity—as a social movement with no state control. Brown,
however, seems locked up in his texts and I would have wished more social
history on the Roman family and marriage, the social roots of the early
Christians, and the Church and its clergy. Brown’s tone seems also to
belong to the 1980s, under the influence of Veyne and Foucault, which looks at
sexuality as a discourse, or rather, as a discursive practice.
Medieval Europe
Jacques Le Goff, The Birth of
Purgatory (Chicago
University Press, 1984 [1981 for the French Gallimard edition]). This is a longue
durée history of
the Purgatory, roughly from early Christianity till the twelfth and thirteenth
centuries when the Purgatory has achieved a more or less completed structure
(even in its poetic form through Dante). Le Goff, however, is eager not to make
his history “evolutionary,” that is, he insists that the history of
the Purgatory remains unpredictable despite early signs (with Augustine in
particular) of a desire to spacialize something between hell and heaven. This creation of an
additional space of judgment and repentance shall be expressed differently from
one period to another, but by the thirteenth century one thing is certain: the
Purgatory integrates well in the European societies where the judicial now
plays a dominating and intermediary role between the “body politic”
and “society” (or “civil society,” civitas). Le Goff’s method is very much
“textual,” and even though he does well in integrating his material
with the social trends of each period, one would have wished more social
history, in particular for the thirteenth century when several things seem to
come together: the political, religious, judicial, and economic.
Modern Europe:
Populations, Material life & the Economy
Reddy, William M. The
Rise of Market Culture. The Textile Trade and French Society, 1750-1900. Cambridge: Cambridge
University Press, 1984.
Scott, Joan Wallach. The
Glassworkers of Carmaux. French Craftsmen and Political Action in a
Nineteenth-Century City. Cambridge, Mass.: Harvard University Press, 1974.
Eric Hobsbawm, The
Age of Capital
(1988).
Intellectual
Movements in Modern Europe
Latour, Bruno and Steven
Woolgar. Laboratory Life: The Social Construction of Scientific Facts. London: Sage, 1979. A
book that belongs to what we now qualify as the new “anthropology of the
sciences,” i.e. a discipline (or sub-discipline) that focuses on how the
natural hard-core sciences are produced and manufactured within the laboratories,
élite teaching colleges, staff recruitment, and the professional
journals that transmit and conserve scientific knowledge. A big step from the
“idealized” Khunian paradigmatic view of the sciences that became
dominant in the last three decades.
Shapin, Steve and Simon
Schaffer. Leviathan and the Airpump. Hobbes, Boyle and the Experimental Life. Princeton: Princeton
University Press, 1985. In the line of the “anthropology” of Bruno
Latour, this book tries to connect the political ideas of the father of
“Absolutism” in the Anglo-Saxon world with those of the natural
experimental sciences.
Ernst Cassirer, The
Philosophy of the Enlightenment (1951). The enlightenment within a Kantian
perspective. A book that remains a classic.
Peter Gay, The
Cultivation of Hatred. The Bourgeois Experience: Victoria to Freud. Volume 3 (New York: Norton,
1993). This is the third volume after “Education of the Senses”
(1984) and “The Tender Passion” (1986), and is fed by some rich
insights. Gay argues that the Victorians were prone to mix cruel aggression and
ferocious erotic pleasure; thus our Victorian legacy is a struggle to deal with
the joys of aggression. The book also ends with a subtle analysis of the
development of “professionalism” and the way all these finer
specialties became finely guarded. Unfortunately, the bulk of the book forgets
from time to time such rich insights and the reader is left with a bunch of
facts that ranges from the very obvious to the sophisticated.
Carlo Ginzburg, The
Cheese and the Worms. The Cosmos of a Sixteenth-Century Miller (Johns Hopkins, 1980).
Ginzburg argues that the heretical thoughts of Menocchio, his sixteenth-century
miller, are the effect of an old rural popular culture despite the fact that
Menocchio was an avid reader of some medieval texts. In a footnote added later
as a response to critics (pp. 154/5), Ginzburg claims a circularity—or
complementarity—between élite and popular cultures. Looked upon
retrospectively, two decades after the publication of the original Italian
edition, which made a sensation, Ginzburg’s thesis on popular culture is
neither convincing nor interesting. Going through Ginzburg’s 62 short partitions,
one is more puzzled by the Church’s insatiable willingness to force
Menocchio “confess” than by popular culture which we can hardly see
and perceive.
The French
Revolution
Edmund Burke, Reflections
on the Revolution in France, 1969. A great classic.
François Furet
& Mona Ozouf, Critical Dictionary of the French Revolution (Harvard University
Press, 1989). A “dictionary” of the French Revolution organized in
thematic and biographic articles.
Roger Chartier, The
Cultural Origins of the French Revolution, 1990. Focuses on ideas and their
“public” circulation before and after 1789.
Alexis de Tocqueville, The
Old Regime and the French Revolution, 1955. A great classic by the author of Democracy
in America.
Tocqueville was among the first to argue that much of what is usually
attributed to the Revolution, namely the centralization of the state and its
bureaucracy; the advancement of the “bourgeoisie” as a class, etc.,
were already part of the policy of the old monarchical regime.
Sewell, William H., Jr. Work
and Revolution in France. The Language of Labor from the Old Regime to 1848. Cambridge: Cambridge
University Press, 1980. A classic on the French guilds, manufactures and labor
force, and the first major historian to apply the Thompsonian problematic to
France. An attempt to explain the rise of socialism and the making of the French
working class. Sewell chose to highlight the culturalist theme and argued that
“socialism” was essentially a cultural reconstruction of an
eighteenth-century guild tradition of moral collectivism.
Sonenscher, Michael.
Work and Wages. Natural Law, Politics, and the Eighteenth-Century French
Trades.
Cambridge: Cambridge University Press, 1989.
Robert Darnton, The
Literacy Underground of the Old Regime (Cambridge, Mass., 1982).
Barry M. Shapiro, Revolutionary
Justice in Paris, 1789-1790 (Cambridge University Press, 1993), addresses the subject
of political crime in the first year of the French Revolution.
de Baecque, Antoine. Le corps de
l’histoire. Métaphores et politiques (1770-1800). Paris: Calmann-Lévy, 1993.
Lynn Hunt, The Family Romance of the
French Revolution
(University of California Press, 1992), analyzes the images and familial models
that inhabited revolutionary France.
United States
Peter Kolchin, American
Slavery, 1619-1877
(New York: Hill & Wang, 1993), is an excellent introduction to the subject
of slavery with an annotated bibliography for further reading.
Charles A. Beard, An
Economic Interpretation of the Constitution of the United States (Free Press, 1963
[1913]). First published in 1913, Beard’s radical interpretation brought
the Constitution of the United States from its political “idealism”
to its economic roots. Scrutinizing the Constitution in light of economic
forces, he proposed for the first time that this politico-legal document was
shaped by a group of men whose commercial interests were best served by its
provisions.
Alexis de Tocqueville, Democracy
in America.
Tocqueville’s analysis of the American democratic system remains my
favorite in its simplicity and complexity. The “democratic spirit”
is traced back to the first Europeans settlers who were suspicious of all the
monarchies they had left behind and were thus not that eager to replicate on
the new continent political systems which they saw as potentially corrupt
because based on rigid hierarchies between individuals, classes, and status
groups. Tocqueville then goes on to show that this basic idea of
democracy—that all men have the right to be
“equal”—is reproduced at every level. Thus, several laws were
promulgated in the 17th and 18th centuries in New England and the North-East in
particular forbidding large property holdings. In education, this meant the
focus on “practical” matters rather than on formal and abstract issues,
a major weakness, according to Tocqueville, because it weakens artistic and
scientific creativity. The legal system is analyzed in terms of the
“power of judges” to overrule previous decisions and interpret the
Constitution (another particularity of the American system is that a singles
Constitution frames both the political and judicial). But the greatness of
American democracy has its dark side too, and in a concluding chapter,
Tocqueville is more than cautious about a type of democracy, which despite all
its merits, also creates simple-minded individuals and mediocre spirits who
have no choice but to leave “government” to a group of
professionals.
J. C. D. Clark, The
Language of Liberty, 1660-1832. Political Discourse and Social Dynamics in the
Anglo-American World
(Cambridge University Press, 1994). One of the latest attempts in the search
for “a deeper understanding of the causes” of the Revolution. Clark
makes three general claims: (i) that the years between 1776 and 1787 gave rise
to a new dissenting conception of liberty which was the principal source of the
ideas of popular sovereignty that some colonists employed against the
traditional idea of absolute sovereignty; (ii) that 1776 may be understood as a
revolution of natural law against common law; (iii) that the American
Revolution was in essence “a rebellion by groups within Protestant
Dissent against an Anglican hegemony.”
Carl J. Richard, The
Founders and the Classics. Greece, Rome, and the American Enlightenment (Harvard University
Press, 1994). Ever wondered the influence of Greece and Rome on the Founding
Fathers of the American Constitution? The addiction of the Founders to
classical allusion has never been denied, but in the work of many recent
historians its importance has been questioned. Richard’s book is a
refutation of such doubts. It was in America that the historical and the
legendary figures of antiquity could serve as real models for conduct rather
than oratorical embellishment. Though Greece and Rome were equal partners in
the colonial educational curriculum, it was to the Roman republic that the
Founders turned for a model when they came to frame their constitution.
Athenian democracy, criticized by Thucydides, condemned by Plato and
disapproved of by Aristotle, inspired in them a fear of the tyranny of the
majority. They favored instead what they believed was the “mixed
government” of the great days of Rome, the era of the Second Punic War.
Should we then be surprised that very few people participate in the democratic
process today?
Music & The
Arts
Theodor W. Adorno, Mahler.
A Musical Physiognomy
(Chicago University Press, 1993). A major study by one of the leading Frankfurt
School giants that focuses on one of the most important Viennese musicians at
the turn of this century. Adorno shows that Mahler’s music is the
expression, in its artistic form, of the “end” of the false
“totalities” that he found in metaphysics (by contrast, Beethoven
would look very much Hegelian). Knowledge of Mahler’s nine symphonies is,
of course, a must for understanding Adorno’s analysis. For a broader
account of modern music see Adorno’s Quasi Una Fantasia. Essays on
Modern Music
(Verso, 1993).
National Histories
Latest Trends & Fashions
Sexuality
History & The Social Sciences
Pierre Bourdieu, Jean-Claude Passeron,
Monique de Saint Martin, et al, Academic Discourse (Oxford: Polity, 1994). The authors make
the claim that “academic discourse” is a rare commodity, some kind
of “cultural capital,” in the hands of professors-researchers who
find it contrary to their interests to propagate and “popularize”
especially among students and other faculty members who might not have access
to types of discourse unknown to them and who are thus left in the dark on
recent trends and discoveries in the arts and social sciences. Unlike other
critiques from the political left, the authors argue that universities exert a
conservative social influence not by transmitting an intellectual heritage but
by failing to transmit it. While the left and the right continue to bicker over
whether the academic culture students absorb is too traditional or too radical,
Bourdieu and his colleagues question whether students absorb the academic
culture at all. Thus, it is quite common for professors either to claim that
their students “cannot understand sophisticated theories,” or that
it would be better, in a class-context, “to avoid larky expressions and
the like,” or to pretend that “they are already
‘familiar’ with such-and-such an approach.” Academic discourse
ends up a “cultural capital” in the possession of the happy few who
can afford it. The book, written and published in the mid-sixties on the basis
of extensive research on the French educational system, needs to be
“re-adapted” to an American context. My impression is that in the
United States, a particular kind of academic discourse, which borrows
extensively from the French gurus (among them Bourdieu, Lyotard, Derrida, and
Foucault), is more common in the Ivy League and the top-twenty-colleges than in
other, more provincial, higher education institutions. But even in the Ivy
League, it remains to be seen how much of the academic discourse which Bourdieu
and his colleagues have in mind is transmitted and “absorbed.”
Labor Histories
Histories of Judicial Systems
The State
Bourdieu, Pierre.
“Esprits d’État. Genèse et structure du champs
bureaucratique.” Actes de la recherche en sciences sociales (96-97 1993): 49-62. A
brilliant exposition on the “origins” of the modern European state
from a historical and sociological perspectives.